# September 12, 1999 {#week138}

I haven't been going to the Newton Institute much during my stay in
Cambridge, even though it's right around the corner from where I live.
There's always interesting math and physics going on at the Newton
Institute, and this summer they had some conferences on cosmology, but
I've been trying to get away from it all for a while. Still, I
couldn't couldn't resist the opportunity to go to James Hartle's 60th
birthday party, which was held there on September 2nd.

Hartle is famous for his work on quantum gravity and the foundations of
quantum mechanics, so some physics bigshots came and gave talks. First
Chris Isham spoke on applications of topos theory to quantum mechanics,
particularly in relation to Hartle's work on the so-called "decoherent
histories" approach to quantum mechanics, which he developed with
Murray Gell-Mann. Then Roger Penrose spoke on his ideas of
gravitationally induced collapse of the wavefunction. Then Gary Gibbons
spoke on the geometry of quantum mechanics. All very nice talks!

Finally, Stephen Hawking spoke on his work with Hartle. This talk was
the most personal in nature: Hawking interspersed technical descriptions
of the papers they wrote together with humorous reminiscences of their
get-togethers in Santa Barbara and elsewhere, including a long trip in a
Volkswagen beetle with Hawking's wheelchair crammed into the back seat.

I think Hawking said he wrote 4 papers with Hartle. The first really
important one was this:

1) James Hartle and Stephen Hawking, "Path integral derivation of black hole radiance", _Phys. Rev._ **D13** (1976), 2188.

As I explained in ["Week 111"](#week111), Hawking wrote a paper in
1975 establishing a remarkable link between black hole physics and
thermodynamics. He showed that a black hole emits radiation just as if
it had a temperature inversely proportional to its mass. However, this
paper was regarded with some suspicion at the time, not only because the
result was so amazing, but because the calculation involved modes of the
electromagnetic field of extremely short wavelengths near the event
horizon --- much shorter than the Planck length.

For this reason, Hartle and Hawking decided to redo the calculation
using path integrals --- a widely accepted technique in particle physics.
Hawking's background was in general relativity, so he wasn't too good
at path integrals; Hartle had more experience with particle physics and
knew how to do that kind of stuff.

(By now, of course, Hawking can do path integrals quicker than most
folks can balance their checkbook. This was a while ago.)

This wasn't straightforward. In particle physics people usually do
calculations assuming spacetime is flat, so Hartle and Hawking needed to
adapt the usual path-integral techniques to the case when spacetime
contains a black hole. The usual trick in path integrals is to replace
the time variable t by an imaginary number, then do the calculation, and
then analytically continue the answer back to real times. This isn't so
easy when there's a black hole around!

For starters, you have to analytically continue the Schwarzschild
solution (the usual metric for a nonrotating black hole) to imaginary
values of the time variable. When you do this, something curious
happens: you find that the Schwarzschild solution is periodic in the
imaginary time direction. And the period is proportional to the black
hole's mass.

Now, if you are good at physics, you know that doing quantum field
theory calculations where imaginary time is periodic with period $1/T$ is
the same as doing statistical mechanics calculations where the
temperature is $T$. So right away, you see that a black hole acts like it
has a temperature inversely proportional to its mass!

(In case you're worried, I'm using units where $\hbar$, $c$, $G$, and $k$ are
equal to $1$.)

Anyway, that's how people think about the Hartle-Hawking paper these
days. I haven't actually read it, so my description may be a bit
anachronistic. Things usually look simpler and clearer in retrospect.

The other really important paper by Hartle and Hawking is this one:

2) James Hartle and Stephen Hawking, "Wavefunction of the universe", _Phys. Rev._ **D28** (1983), 2960.

In quantum mechanics, we often describe the state of a physical system
by a wavefunction --- a complex-valued function on the classical
configuration space. If quantum mechanics applies to the whole universe,
this naturally leads to the question: what's the wavefunction of the
universe? In the above paper, Hartle and Hawking propose an answer.

Now, it might seem a bit overly ambitious to guess the wavefunction of
the entire universe, since we haven't even seen the whole thing yet.
And indeed, if someone claims to know the wavefunction of the whole
universe, you might think they were claiming to know everything that has
happened or will happen. Which naturally led Gell-Mann to ask Hartle:
"If you know the wavefunction of the universe, why aren't you rich
yet?"

But the funny thing about quantum theory is that, thanks to the
uncertainty principle, you can know the wavefunction of the universe,
and still be completely clueless as to which horse will win at the races
tomorrow, or even how many planets orbit the sun.

That will either make sense to you, or it won't, and I'm not sure
anything *short* I might write will help you understand it if you don't
already. A full explanation of this business would lead me down paths I
don't want to tread just now --- right into that morass they call "the
interpretation of quantum mechanics".

So instead of worrying too much about what it would *mean* to know the
wavefunction of the universe, let me just explain Hartle and Hawking's
formula for it. Mind you, this formula may or may not be correct, or
even rigorously well-defined --- there's been a lot of argument about it
in the physics literature. However, it's pretty cool, and definitely
worth knowing.

Here things get a wee bit more technical. Suppose that space is a
3-sphere, say $X$. The classical configuration space of general relativity
is the space of metrics on $X$. The wavefunction of the universe should be
some complex-valued function on this classical configuration space. And
here's Hartle and Hawking's formula for it:
$$\psi(q) = \int_{g|X=q} \exp(-S(g)/\hbar)dg.$$
Now you can wow your friends by writing down this formula and saying
"Here's the wavefunction of the universe!"

But, what does it mean?

Well, the integral is taken over Riemannian metrics $g$ on a 4-ball whose
boundary is $X$, but we only integrate over metrics that restrict to a
given metric $q$ on $X$ --- that's what I mean by writing $g|X = q$. The
quantity $S(g)$ is the Einstein-Hilbert action of the metric $g$ --- in other
words, the integral of the Ricci scalar curvature of $g$ over the 4-ball.
Finally, of course, $\hbar$ is Planck's constant.

The idea is that, formally at least, this wavefunction is a solution of
the Wheeler-DeWitt equation, which is the basic equation of quantum
gravity (see ["Week 43"](#week43)).

The measure "$dg$" is, unfortunately, ill-defined! In other words, one
needs to use lots of clever tricks to extract physics from this formula,
as usual for path integrals. But one can do it, and Hawking and others
have spent a lot of time ever since 1983 doing exactly this. This led to
a subject called "quantum cosmology".

I should add that there are lots of ways to soup up the basic
Hartle-Hawking formula. If we have other fields around besides gravity,
we just throw them into the action in the action in the obvious way and
integrate over them too. If our manifold $X$ representing space is not a
3-sphere, we can pick some other 4-manifold having it as boundary. If we
can't make up our mind which 4-manifold to use, we can try a "sum over
topologies", summing over all 4-manifolds with $X$ as boundary. We can do
this even when $X$ is a 3-sphere, actually --- but it's a bit controversial
whether we should, and also whether the sum converges.

Well, there's a lot more to say, like what the physical interpretation
of the Hartle-Hawking formula is, and what predicts. It's actually
quite cool --- in a sense, it says that the universe tunnelled into being
out of nothingness! But that sounds like a bunch of nonsense --- the sort
of fluff they write on the front of science magazines to sell copies. To
really explain it takes quite a bit more work. And unfortunately, it's
just about dinner-time, so I want to stop now.

Anyway, it was an interesting birthday party.